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CFA Institute Asset Manager CodeTM of Professional Conduct

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Ho Chi Minh City, April 2023 - Dai-ichi Life Vietnam Fund Management Company Limited (DFVN) is delighted to announce the adoption of the CFA Institute Asset Manager Code of Professional Conduct (the Code). DFVN is among the pioneering fund management companies in Vietnam to attain the requirements of the Code. This strategic step underscores DFVN's unwavering dedication to maintaining the utmost levels of ethics, professionalism, and client-centric principles.

DFVN, established in February 2014, has an esteemed history, having originally operated as the Investment Department of Dai-ichi Life Insurance Vietnam Co., Ltd. The company's mission has always been to provide comprehensive financial solutions to Vietnamese clients, delivering long-term sustainable value and optimal return on investment.

The CFA Institute Asset Manager Code of Professional Conduct (the Code) is a globally recognized framework that aligns seamlessly with DFVN's core principles. By adopting the Code, DFVN solidifies its dedication to serving clients with utmost integrity and acting in their best interests at all times.

The key principles outlined in the Code are as follows:

-  Act in a professional and ethical manner at all times.

-  Act for the benefit of clients.

-  Act with independence and objectivity.

-  Act with skill, competence, and diligence.

-  Communicate with clients in a timely and accurate manner.

-  Uphold the applicable rules governing capital markets.

DFVN is proud to announce that the Code shall be applied to all employees working at all divisions. This ensures that:

  1. The principles, contents, and guidelines are implemented to apply standards of professional ethics to all employees at the Company.
  2. Understanding and complying with not only the words but also the spirit of the Code is required to develop a professional reputation for the Company in the market and society.

The responsibilities with which all employees shall comply during their working hours at the Company are specified.

All employees are guided to understand and implement the Code, making compliance with its requirements one of the essential working conditions at DFVN. All employees shall understand clearly to comply with its contents besides the provisions prescribed in the labor contract and internal rules of the Company.

This move exemplifies our unwavering commitment to our clients and stakeholders. By applying the Asset Manager Code of Professional Conduct to all employees, we reinforce our dedication to maintaining the highest standards of ethics and professionalism throughout our organization.

DFVN invites clients, partners, and stakeholders to learn more about the Code and its implications for the company by visiting the CFA Institute website

About Dai-ichi Life Vietnam Fund Management Company Limited (DFVN):

Dai-ichi Life Vietnam Fund Management Company Limited (DFVN) was established in February 2014 and has since been providing Vietnamese clients with comprehensive financial solutions and professional asset management services. DFVN's goal is to generate long-term sustainable value for its clients and emerge as a prestigious Fund Management Company in Vietnam.

Please be informed that a comprehensive list of fund management companies that are compliant with the Asset Manager Code of CFA Institute can be accessed through the provided link. Kindly refer to the aforementioned link for further information.

CFA Institute Asset Manager CodeTM of Professional Conduct